Phthalates and other additives in plastics: human exposure and associated health outcomes
Concern exists over whether additives in plastics to
which most people are exposed, such as phthalates, bisphenol A or
polybrominated diphenyl ethers, may cause harm to human health by altering
endocrine function or through other biological mechanisms. Human data are
limited compared with the large body of experimental evidence documenting
reproductive or developmental toxicity in relation to these compounds. Here, we
discuss the current state of human evidence, as well as future research trends
and needs.
Because exposure assessment is often a major weakness
in epidemiological studies, and in utero exposures to reproductive or
developmental toxicants are important, we also provide original data on
maternal exposure to phthalates during and after pregnancy (n = 242).
Phthalate metabolite concentrations in urine showed weak correlations between
pre- and post-natal samples, though the strength of the relationship increased
when duration between the two samples decreased. Phthalate metabolite levels
also tended to be higher in post-natal samples.
In conclusion, there is a great need for more human
studies of adverse health effects associated with plastic additives. Recent
advances in the measurement of exposure biomarkers hold much promise in
improving the epidemiological data, but their utility must be understood to
facilitate appropriate study design.
Keywords: bisphenol A, endocrine disruption,
epidemiology, phthalate, polybrominated diphenyl ether, reproductive health
Advances in materials science and engineering in recent
decades have led to the widespread and diverse use of plastics to provide
cheaper, lighter, stronger, safer, more durable and versatile products and
consumer goods that serve to improve our quality of life. Plastics can be
designed to keep our foods fresher for longer periods of time, can provide
therapeutic benefits through timed-release pharmaceuticals and other medical
applications, and can prevent electronics and other household items from
starting or spreading fires (see Andrady & Neal 2009; Thompson et al.
2009a,b). However, scientific, governmental and public
concern exists over the potential adverse human health risks related to
ubiquitous exposures to plastic additives among the general population. The
leading hypothesis for these growing concerns is that certain chemicals, used
in plastics to provide beneficial physical qualities, may also act as
endocrine-disrupting compounds (EDCs) that could lead to adverse reproductive and
developmental effects (NRC
1999). In men, environmental or occupational exposures to EDCs may
be associated with or lead to declined reproductive capacity or possibly
increased risk of testicular or prostate cancer (Fleming et al.
1999; Pflieger-Bruss et al.
2004; Toft et al. 2004). In
fact, a number of studies have suggested the use of circulating reproductive
hormone levels (follicle-stimulating hormone (FSH) and/or inhibin B) as a
surrogate measure for semen quality or fecundity in epidemiologic studies (Jensen et al. 1997; Uhler et al. 2003; Mabeck et al. 2005),
although other recent studies suggest hormone levels may lack sufficient
ability to predict poor semen quality (Dhooge et al. 2007; Meeker et al. 2007a). Endocrine
alterations in women resulting from environmental or occupational exposure may
represent increased risk for endometriosis, reproductive and other
endocrine-related cancers, or impaired oocyte competence, ovarian function or
menstrual cycling (Nicolopoulou-Stamati & Pitsos 2001;
Pocar et al. 2003; Windham et al.
2005). Effects of early life exposures to EDCs remain unclear,
though it has been suggested that foetal or childhood exposure may lead to
altered sex differentiation (Toppari & Skakkebaek 1998),
effects on neurological and reproductive development (Tilson 1998; Teilmann et al.
2002; Colborn 2004, 2006; Swan et al. 2005) and
increased risk of reproductive problems or cancer later in life (Damgaard et al.
2002; Aksglaede et al.
2006; Main
et al.
2006a).
Programming in early life can determine an individual's future health;
therefore, early chemical exposures may have long-term impacts later on in life
(Gluckman et al.
2008). A leading hypothesis for a collection of linked conditions in
human males exposed to EDCs in utero is termed
‘testicular dysgenesis syndrome (TDS)'. TDS represents a number of reproductive
disorders of varying severity that are associated with disturbed gonadal
development, including cryptorchidism, hypospadias and smaller reproductive
organs (Olesen et al. 2007).
Later in life, the effects of TDS are hypothesized to manifest as a reduction
in semen quality and infertility as well as an increased risk for testicular
cancer.
Exposure to plastic additives and other EDCs
may cause altered endocrine activity and reproductive development through a
number of biological mechanisms, which can target different levels of the
hypothalamic–pituitary–gonad/thyroid axis, ranging from effects on hormone
receptors to effects on hormone synthesis, secretion or metabolism (Boas et al. 2006; Bretveld et al.
2006). The purpose of this manuscript is not to discuss the various
biological pathways or the hundreds of animal and in vitro studies that have
been conducted on plastic additives as reproductive and developmental
toxicants, but rather to review the existing epidemiologic literature on human
exposure to these compounds and the relationship with adverse reproductive or
developmental endpoints. Because exposure assessment is a fundamental and
frequently weak component in large epidemiological studies due to technical,
logistic and financial constraints, and in utero exposures are among
the exposure periods of greatest concern with regard to EDCs, we also provide
original data on human exposure to a class of potential endocrine-disrupting
plastic additives during and after pregnancy.
Despite the increasing concern for human
health impacts associated with plastic additives, there remains a paucity of
human studies that have investigated these relationships. While the clinical
significance of some markers of endocrine disruption, reproductive health or
altered development that commonly appear in the human research literature
remains unclear, such as declines in semen quality or subclinical alterations
in circulating hormone levels, there is a limited but growing body of evidence
for such changes to be associated with environmental and occupational exposure
to plastic additives and other potential EDCs. In addition, these markers may
serve as intermediate indicators that altered endocrine function is the pathway
linking environmental exposures to clinical reproductive and developmental
effects. Also, because such a large number of people are exposed to background
levels of a number of proven or suspected EDCs, even seemingly subtle
epidemiologic associations may result in large increases in reproductive and
other endocrine-related disease among populations and thus should be of great
public health concern. The background material presented in this manuscript is
meant as an introductory review of human studies conducted in this area to
date. The reader is directed to the individual references for additional study
detail. We focus here on three types of plastic additives—phthalates, bisphenol
A (BPA) and polybrominated diphenyl ethers (PBDEs)—because there is laboratory
evidence for reproductive or developmental effects in relation to exposure to
these compounds. These chemicals were also chosen to be discussed here based on
strong evidence for widespread human exposure (CDC
2005; Calafat et al.
2008; Sjodin et al. 2008).
PHTHALATES
(a) Exposure
The diesters of 1,2-benzenedicarboxylic acid
(phthalic acid), commonly known as phthalates, are a group of man-made
chemicals widely used in industrial applications. High-molecular weight
phthalates (e.g. di(2-ethylhexyl) phthalate (DEHP)) are primarily used as
plasticizers in the manufacture of flexible vinyl plastic which, in turn, is
used in consumer products, flooring and wall coverings, food contact
applications and medical devices (David
et al. 2001; ATSDR
2002; Hauser & Calafat 2005).
Manufacturers use low-molecular weight phthalates (e.g. diethyl phthalate (DEP)
and dibutyl phthalate (DBP)) as solvents in personal-care products (e.g.
perfumes, lotions, cosmetics), and in lacquers, varnishes and coatings,
including those used to provide timed releases in some pharmaceuticals (ATSDR
1995, 2001;
David
et al. 2001).
As a result of the ubiquitous use of
phthalates in personal-care and consumer products, human exposure is
widespread. Exposure through ingestion, inhalation and dermal contact is
considered important routes of exposure for the general population (Adibi et
al. 2003; Rudel et
al. 2003). For infants and
children, added skin contact with surfaces and frequent mouthing of fingers and
other objects (e.g. plastic toys) may lead to higher phthalate exposures, as
might ingestion of phthalates present in breast milk, infant formula, cow's
milk or food packaging (Sathyanarayana 2008). Frequent
use of personal-care products may lead to higher exposures to the lower
molecular weight phthalates, as increased exposures have been found among men
reporting recent use of cologne and aftershave (Duty et
al. 2005a)
and among infants whose mothers reported recent use of certain infant-care
products (lotions, powders and shampoos) (Sathyanarayana et al. 2008).
Parenteral exposure from medical devices and products containing phthalates is
also an important source of high exposure to phthalates, primarily DEHP (ATSDR
2002; Green et
al. 2005; Weuve et
al. 2006), for hospitalized
populations.
Upon exposure, phthalates are rapidly
metabolized and excreted in urine and faeces (ATSDR
1995, 2001,
2002).
Owing to the ubiquitous presence of phthalates in indoor environments and
concern for sample contamination when measuring the parent diesters in
biological samples, the most common approach for investigating human exposure
to phthalates is the measurement of urinary concentrations (biomarkers) of
phthalate metabolites. The Centers for Disease Control and Prevention's (CDC)
Third National Report on Human Exposure to Environmental Chemicals showed that
the majority of people in the USA have detectable concentrations of several
phthalate monoesters in urine (mono-ethyl phthalate (MEP), mono-(2-ethylhexyl)
phthalate (MEHP), mono-butyl phthalate (MBP) and mono-benzyl phthalate (MBzP)),
reflecting widespread exposure to the parent diester compounds among the
general population (CDC
2005). Two oxidative metabolites of DEHP,
mono-(2-ethyl-5-hydroxylhexyl) phthalate (MEHHP) and mono-(2-ethyl-5-oxohexyl)
phthalate (MEOHP) were present in most subjects at urinary concentrations
higher than those of MEHP, the hydrolytic metabolite of DEHP (CDC
2005).
More recently, a larger
study using urinary levels of phthalate metabolites was conducted by Duty et al. (2003a), with follow-up analysis reported by Hauser et al. (2006). Study subjects consisted of male
partners of subfertile couples that presented to an infertility clinic in
Massachusetts, USA. At the time of the clinic visit, one sample of semen and
urine were collected. In the initial study, there were dose–response relationships
(after adjusting for age, abstinence time and smoking status) between MBP and
below World Health Organization (WHO) reference value sperm motility and sperm
concentration among 168 men (Duty et al. 2003a). There was also a dose–response relationship
between MBzP (the primary hydrolytic metabolite of BBzP) and below WHO
reference value sperm concentration. In a recent follow-up study including
these 168 men, plus an additional 295 men newly recruited into the study, Hauser et al. (2006) confirmed the associations between
MBP and increased odds of below-reference sperm concentration and motility. The
relationships appeared to follow dose-dependent patterns, where greater odds
ratios were calculated among increasing phthalate metabolite quartiles.
However, there was only a suggestive association between the highest MBzP quartile
and low sperm concentration (p
= 0.13), which was not fully consistent with the results of the preliminary
analysis (Duty et al. 2003a).
In
the Massachusetts (USA) study, semen samples from 379 men were also
cryogenically frozen and sperm cells later analysed for DNA damage using the
neutral comet assay (Hauser et al. 2007).
Sperm DNA damage measurements included comet extent (CE), percentage of DNA in
tail (tail%) and tail distributed moment (TDM). In multivariate linear
regression models adjusted for age and smoking, significant positive
associations were found for at least one of the three DNA damage measures with
MEP (CE, TDM), MBP (tail%), MBzP (CE, TDM) and MEHP (tail%). For MEP, the
significant association with CE and TDM confirmed previous findings among an
earlier and smaller subset from the same study population (Duty et al. 2003b). Another
interesting finding was that MEHP was strongly associated with all three DNA
damage measures after adjustment for the oxidative DEHP metabolites, which may
serve as phenotypic markers of DEHP metabolism to ‘less toxic’ metabolites and
lower susceptibility to exposure-related effects compared with those
individuals with low concentrations of oxidative DEHP metabolites relative to
MEHP concentration (Hauser 2008). Metabolism of
phthalates depends on the size and structure of the diester, and can occur via
two steps: phase I (e.g. hydrolysis, oxidation) followed by phase II
(conjugation) (Frederiksen et al.
2007). Since the monoester metabolite may be the more bioactive form
of the phthalate, individuals who are predisposed to form and retain more
monoester may have a heightened sensitivity to phthalate exposure.
In summary, the epidemiologic data on semen
quality and/or sperm cell integrity in relation to phthalate exposure remain
limited and inconsistent. Additional studies are critically needed to help
elucidate possible explanations for differences across studies, and most
importantly, to address whether phthalate exposure alters semen quality, sperm
function and male fertility.
(ii) Other reproductive/endocrine effects
Several human studies have investigated
associations between exposure to phthalates and circulating hormone levels. In
a study of workers producing PVC flooring with high exposure to DEHP and DBP,
urinary concentrations of metabolites of these phthalates were inversely
associated with free testosterone levels (Pan et
al. 2006). A report on 295 men
from the Massachusetts (USA) infertility clinic study found a suggestive
inverse association between MEHP and testosterone, along with a positive
association between urinary MBP and inhibin B (a glycoprotein hormone produced
by the gonads that has an inhibitory effect on pituitary FSH production), and
an inverse association between urinary MBzP and FSH (Duty et
al. 2005b).
However, the significant results for MBP and MBzP and hormone levels were in
patterns inconsistent with the authors’ hypotheses. It is interesting to note
that although MEHP concentrations in the Massachusetts study were several
orders of magnitude lower than those measured in the exposed Chinese workers (Pan et
al. 2006), the evidence for
decreased testosterone in relation to DEHP/MEHP was consistent between the two
studies. It is also interesting to note that the inverse association between
MBP and testosterone in the study of exposed Chinese workers (Pan et
al. 2006) appears to be
consistent with the male infant studies described earlier, where MBP
concentrations were inversely associated with anogenital index (a measure of
androgen activity) and free testosterone (Swan et
al. 2005; Main et
al. 2006b).
On the other hand, the study of 234 young Swedish men found an inverse
association between urinary MEP and LH but no association between MEP, MBP,
MEHP or other phthalate metabolites in urine and FSH, testosterone, oestradiol
or inhibin B (Jonsson et al. 2005).
Owing to the documented anti-androgenic
effects of certain phthalates in animal models, and recent observations that
low testosterone in adult males may be associated with an increased prevalence
of obesity and type 2 diabetes (Ding et
al. 2006; Selvin et
al. 2007), Stahlhut et al. (2007)
explored the relationship between phthalate exposure and waist circumference in
a large cross-sectional study carried out among a subset of adult male
participants in the 1999–2002 US National Health and Nutrition Examination
Survey (NHANES). The authors reported significant associations between urinary
phthalate monoester concentrations (MBzP, MEHHP, MEOHP and MEP) and increased
insulin resistance (measured through homeostatic model assessment), and
positive associations between MBP, MBzP and MEP and waist circumference. These
findings provide preliminary evidence of a potential contributing role for
phthalates in the overall population burden of insulin resistance, obesity and
related clinical conditions, but additional studies are needed.
The potential for phthalates to affect
thyroid function has been demonstrated in animal studies, but human studies are
limited to two recent investigations: one within the Massachusetts (USA) male
infertility clinic study (Meeker et
al. 2007b)
and another among pregnant Taiwanese women in their second trimester (Huang et
al. 2007). In the Massachusetts
study, phthalate metabolite concentrations were measured in urine and thyroid
hormones were measured in serum from 408 men. MEHP was inversely associated
with free T4 and total T3, but was not associated with thyroid-stimulating
hormone (TSH). The inverse association between MEHP and free T4 became stronger
when also taking into account the concentrations of oxidative DEHP metabolites
that were positively associated with free T4. As with the findings from the
study of sperm DNA damage (Hauser et
al. 2007), these results may
reflect metabolic susceptibility to the adverse effects of MEHP among
individuals who less efficiently oxidize DEHP and/or MEHP (Meeker et
al. 2007b;
Hauser 2008). Among 76
pregnant Taiwanese women, Huang et
al. (2007) reported an inverse
association between MBP and both total and free levels of T4. Unlike the study
among US men, they did not find an inverse association with MEHP, but there
were considerable differences between the design of the two studies. In
addition to having a smaller study size and a vastly different study population,
the Taiwanese study also did not take into account concentrations of oxidative
DEHP metabolites, which served to strengthen the associations between MEHP and
thyroid hormones in the US study. More study is needed on the association
between phthalate exposure and thyroid function, which plays an important role
in many human systems including reproduction and foetal neurodevelopment.
Conclusions
A number of chemicals used in plastics for property
enhancement are emerging environmental contaminants of concern (see also the
discussion in Oehlmann et al.
(2009), Koch & Calafat (2009), Thompson et al.
(2009b)
and this paper). Although the epidemiological data on the plastic additives
described here suggest that there may be associations with altered endocrine
function and reproductive or developmental effects, the number of human studies
is currently limited and the quantity and quality of the data available for the
different compounds are varied. Also, for some of the more studied
associations, such as between phthalates and semen quality, the data across
studies are not consistent. This may be due to small study sizes and lack of
statistical power or differences in study design, study populations, exposure
assessment strategies, exposure levels, exposure sources, exposure routes,
multiple/competing physiologic mechanisms, analytical approaches and potential
confounding variables considered in the statistical analysis (e.g. age, BMI,
season). The limited human data, and in certain instances inconsistent data
across studies, highlight the need for further epidemiological research on
these classes of chemicals. Most studies to date have been cross-sectional in
nature. Future longitudinal studies are needed to explore the temporal
relationship between exposure to plastic additives and adverse reproductive and
developmental outcomes to provide more information on whether these
relationships may be causal in nature. Owing to the complex nature of the
endocrine system, studies should evaluate not only individual hormone levels
but also the ratios between relevant hormones (e.g. LH : testosterone ratio in
males as a marker for Leydig cell function) that may help provide clues to the
biological mechanisms of xenobiotic activity in humans.
Researchers face a number of challenges that
need to be addressed to further our understanding of the relationship between
plastic additives and adverse human health effects. One future challenge
includes the shifts in exposure levels among populations over time caused by
the ever-changing patterns of production and use of these compounds. Another
challenge is to understand how simultaneous co-exposures to these chemicals may
affect endocrine function. It is well known that humans are exposed to all
these compounds simultaneously, and to many other chemicals. However, most
studies to date have only addressed single chemicals or classes of chemicals,
and there are limited data on the interactions between chemicals within a class
or across classes. Chemicals may interact additively, multiplicatively or
antagonistically in what is commonly referred to as the ‘cocktail effect'. The
human health risks of exposure to chemical mixtures are much understudied.
Despite these challenges, evolving and innovative technologies designed to
improve the assessment of human exposure and intermediate biological markers of
effect should provide enhanced opportunities for improving our understanding of
the relationship between these environmental chemicals and reproductive and
developmental health. Innovations include improved biomarkers of exposure, more
sophisticated statistical methods that deal with multiple exposures
simultaneously and sensitive new measures of intermediate alterations in human
endocrine function, reproductive health and foetal/child development.
More information is required on biological
mechanisms of plastic additives in humans as well as the clinical and public
health consequences of changes of intermediate markers of effect observed in
human studies. For example, to date, in most studies that have reported
statistically significant hormone alterations attributed to environmental and
occupational exposures, the actual degree of hormone alteration has been
considered subclinical. However, much remains unknown as to whether hormone changes
currently considered subclinical may be associated with increased risk of
adverse systemic effects in the long term. Furthermore, although seemingly
subtle, small changes in hormone levels resulting from exposure may be of
public health importance when considering the prevalence of exposure to plastic
additives and EDCs among entire populations. Finally, human research is needed
on potential latent and transgenerational effects (e.g. epigenetic
modifications) of exposure to plastic additives and other EDCs, including the
possibility of environmentally linked foetal origins of adult diseases, as well
as genetic, metabolic, demographic or environmental characteristics resulting
in increased individual susceptibility to adverse health effects following exposure.
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